Wells Fargo Appeals FINRA Arb Ruling Struck Down in Court
By Melanie WaddellWells Fargo is appealing a Georgia judge's ruling that Wells Fargo and its counsel manipulated FINRA's arbitrator selection process.
December 15, 2021
Wells Fargo Simplifies Comp Hurdles for 2022At the same time, the wirehouse has enhanced the bonus opportunities for its registered representatives.
November 19, 2021
17 Top Financial Services M&A Deals of 2021M&A action involved BDs like LPL and Raymond James and asset managers like BlackRock, Vanguard and State Street.
October 29, 2021
Ex-Wells Fargo Rep Arrested, Charged With Stealing $2.9MThe former wirehouse broker allegedly used client money to pay off his credit cards, gamble and buy gold.
October 27, 2021
Why the Wirehouse Advisor Is Still Alive — and KickingWhile many advisors have left the wirehouse firms, the majority of top-producing reps chose to stay. Here's why.
September 29, 2021
Wells Fargo Pushes Back Return-to-Office Date, AgainThis is the fourth time the bank has switched its return-to-office date, after initially planning to bring workers back on Sept. 7.
September 28, 2021
Wells Fargo to Pay $37M to Settle Fraud LawsuitThe case involves 771 clients, including businesses and banks, that were charged too much for foreign-exchange transactions.
September 14, 2021
Warren Asks Fed to Break Up Wells Fargo After Regulatory HitIn a letter to Federal Reserve Chair Jerome Powell, Warren called on the Fed to revoke the bank's status as a financial holding company.