Tom Zaccaro

June 14, 2024

Court Adopts SEC's Expansive View of 'Dealer': SEC Roundup

May 24, 2024

Will This Crypto Requirement Be Killed? — SEC Roundup

May 02, 2024

Beware of Double Jeopardy in SEC Proceedings: SEC Roundup

March 29, 2024

Court Tackles SEC Authority to Regulate Private Funds: SEC Roundup

February 23, 2024

New SEC Dealer Rule Will Hit Private Funds: SEC Roundup

January 09, 2024

Cybersecurity Rule Could Prompt Firms to 'Cry Wolf': SEC Roundup

November 30, 2023

Marketing Rule Among 2024 Enforcement Priorities: SEC Roundup

October 19, 2023

How CapWealth Fought 12b-1 Fee Charge: SEC Roundup

October 06, 2023

Unicorns May Be Dragged Into Public Markets: SEC Roundup