Thomas D. Giachetti
Thomas D. Giachetti is Chairman of the Investment Management and Securities Practice of Stark & Stark. A former investment banker and NASD registered representative, Giachetti’s legal practice is devoted to investment-related matters, including the representation of investment advisers, financial planners, broker-dealers, CPA firms and registered reps.
November 10, 2020
How New SEC Proxy Voting Rules Affect Advisors
September 23, 2020
CFP Board Is Now Enforcing New Code of Ethics and Standards of Conduct
June 25, 2020
How to Bolster Cybersecurity During a Pandemic
May 27, 2020
Is the PPP Just a Loan?
April 27, 2020
Get Ready for Wave of Client Complaints, Compliance Issues
March 30, 2020
Take Care on Form ADV Extensions, Check Details on Form CRS
February 24, 2020
What California's Data Privacy Act Means for RIAs
January 24, 2020