Thomas D. Giachetti
Thomas D. Giachetti is Chairman of the Investment Management and Securities Practice of Stark & Stark. A former investment banker and NASD registered representative, Giachetti’s legal practice is devoted to investment-related matters, including the representation of investment advisers, financial planners, broker-dealers, CPA firms and registered reps.
September 29, 2014
The SEC and E-Signatures
August 25, 2014
SEC Is Getting Into the Weeds
July 28, 2014
Personal Securities Reporting: Push Back at Your Peril
June 30, 2014
Cybersecurity: The SEC’s Critical Initiative
April 28, 2014
The Municipal Advisor Law and Its Implications
March 31, 2014
Private Funds: Are You a ‘Knowledgeable Employee’?
February 24, 2014
Did You Miss the Deadline on the SEC’s Reg S-ID?
January 27, 2014