David Tittsworth

December 03, 2013

Ken Fisher’s Backhanded Call to Arms

March 18, 2013

What I Learned at Our Compliance Conference, Pt. 2: What SEC Examiners Are Pursuing

March 14, 2013

The IAA Compliance Conference, Pt. 1: What to Expect From Your Friends in DC

November 07, 2012

The Morning After…

September 20, 2012

How the Election Will Shape Regulatory Policies for Advisors

July 06, 2012

It’s Not Too Late to Make Your Voice Heard on SRO Bill

May 14, 2012

Some Questions—and Answers—on the Spencer Bachus SRO Bill

March 13, 2012

Likely on Its Way: Greater Compliance Burden for Advisors

January 09, 2012

The Costs of FINRA Oversight of RIAs: Running the SRO Numbers