Chris Stanley
June 30, 2016
4 Useful Hacks for the SEC’s IAPD Disclosure Site
April 22, 2016
FINRA Peeks Behind the Trading Algorithm’s Curtain
April 01, 2016
A Less Controversial, but Just as Important, Fiduciary Duty
February 26, 2016
Beyond Mandatory Arb: 4 Options for Advisor-Client Dispute Resolution
January 28, 2016
Dear Breakaway Broker: Know Your Employment Agreement(s)
January 08, 2016
Advisors: Update Your LLC Operating Agreement!
December 08, 2015
5 not-so-bold regulatory predictions for 2016
December 08, 2015