Thomas D. Giachetti
Thomas D. Giachetti is Chairman of the Investment Management and Securities Practice of Stark & Stark. A former investment banker and NASD registered representative, Giachetti’s legal practice is devoted to investment-related matters, including the representation of investment advisers, financial planners, broker-dealers, CPA firms and registered reps.
February 21, 2024
Advisors Face Enhanced Reporting of Say-on-Pay Votes
January 05, 2024
What Firms Must Disclose Before a Rollover Under New DOL Rule
December 04, 2023
A Closer Look at the DOL's Proposed Rollover Rule
November 02, 2023
SEC Highlights Exam Priorities for 2024
September 25, 2023
What Advisors Need to Know, and Do Now, About Bitcoin
August 07, 2023
Beware, the SEC Is Coming for You!
June 01, 2023
Why You Shouldn't Follow the Lazy Compliance Crowd
April 05, 2023
Could Non-Compete Agreements Be Finished?
March 03, 2023