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Expect Targeted AI Exams, Retail Fraud Crackdown in 2026
Analysis December 19, 2025 at 02:09 PM
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What You Need To Know
- Advisors can expect targeted exams on Reg S-P and AI use.
- Digital assets and crypto rules will be first on the SEC's agenda in 2026, says Valerie Mirko.
- More marking rule guidance is needed on "the compensated endorsements of third-party marketers," says ACA Group's Matthew Shepard.
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