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Cadaret Grant to Pay $6M Over Mutual Fund Revenue-Sharing Conflicts
News August 13, 2024 at 02:42 PM
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What You Need To Know
- The firm, a unit of Atria Wealth Solutions, received revenue-sharing payments on certain mutual fund share classes.
- It recommended these share classes when others that were a better value for clients were available, the SEC says.
- Cadaret Grant has started taking remedial steps.
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