Investment News & Analysis for Financial Advisors

Practice Management

Edward Jones Hits 20,000 Advisors. Its Next Target? New York City

By John Manganaro

Financial Planning

These States Have Their Own Estate, Inheritance Taxes

Portfolio

Trump Picks Cantor Fitzgerald’s Lutnick as Commerce Chief

Manulife's John Hancock Reinsurance Deal Includes $1.9B LTCI Block

Regulation and Compliance

Morgan Stanley: Advisor Who Left for Raymond James Solicited Another Rep's Clients

Life Health

Company Raises $22M for All-Inclusive Long-Term Care Package

Technology

10 Best Performing Robo-Advisors: Q3 2024

Life Health

World's Tallest Known Elected Official to Lead NAIC in 2025

Life Health

Yes, Life and Annuity Issuers Can Suddenly Collapse, Treasury Risk Tracker Warns

Robinhood to Buy TradePMR for $300M in RIA Push

Schwab to Consider More Deals

LPL Begins Taking in $60B in Prudential Wealth Advisor Assets

Captrust Buys $5B RIA Based in Boston

Company Raises $22M for All-Inclusive Long-Term Care Package

World's Tallest Known Elected Official to Lead NAIC in 2025

Yes, Life and Annuity Issuers Can Suddenly Collapse, Treasury Risk Tracker Warns

Orion-Schwab Integrations Include Direct RMD Calculations

World's Tallest Known Elected Official to Lead NAIC in 2025

Yes, Life and Annuity Issuers Can Suddenly Collapse, Treasury Risk Tracker Warns

Trump Picks Mehmet Oz to Run Agency That Oversees Medicare

Displaced Medicare Advantage Enrollees Need Help, Officials Say

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Morgan Stanley: Advisor Who Left for Raymond James Solicited Another Rep's Clients

Life Health

Company Raises $22M for All-Inclusive Long-Term Care Package

Technology

10 Best Performing Robo-Advisors: Q3 2024

Life Health

World's Tallest Known Elected Official to Lead NAIC in 2025

Life Health

Yes, Life and Annuity Issuers Can Suddenly Collapse, Treasury Risk Tracker Warns

Financial Planning

Advyzon Launches Portfolio Management Platform for UHNW Clients

Trump's Election and 2024 Tax Planning: What's an Uncertain Client to Do?

What the GOP's Tax Plan Might Actually Look Like

10 New Life and Health Tax Numbers to Know for 2025

Estate Tax Exemption Clock Is Ticking Even Faster for These Wealthy Clients

7 Portfolio Tips for a Falling-Rate Environment: Advisors' Advice

14 Pieces of Investing 'Wisdom' That Are Not So Wise: Advisors' Advice

What to Tell Retirement Clients About Market Distress: Advisors' Advice

What to Do When a Client's CDs, Bonds Mature: Advisors' Advice

FINRA Fines CUNA Brokerage Services Over Deleted Rollover Records

Trump's Win Made States' New Annuity Sales Rules a Big Deal

JPMorgan Pays $151M to Settle Slate of SEC Complaints

Rep Churned Senior Business Owner's Account, Violated Reg BI: FINRA

What You Should Be Reading

Popular Authors

John Manganaro

Advyzon Launches Portfolio Management Platform for UHNW Clients

Melanie Waddell

Ex-Wells Fargo Rep Gets 3 Years in Prison for $4M Health Care Scheme

Dinah Wisenberg Brin

Morgan Stanley: Advisor Who Left for Raymond James Solicited Another Rep's Clients

Industry Voices

Solving the Decumulation Dilemma

Is the 4% Rule Too Safe?

How Advisors Build Retirement Income Portfolios, in 7 Charts

Noting Buffett’s Cash Hoard, Bob Doll Warns of Stock Pressure

Bob Doll: 'Buy High, Sell Higher' in This Risky Market

Bob Doll: Recession May Be Inevitable, Despite Rate Cuts

Jeremy Siegel Sees Bull Market Charging Into 2025

Jeremy Siegel: What Election Results Could Mean for Stocks, Bonds

Jeremy Siegel: 'Under-Loved' Bull Market Could See Notable Gains

Featured Event

Meet the Luminaries Class of 2024 Finalists

Fountainbleu / Las Vegas, NV / December 11. 2024

View This Event

Videos

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From MDRT

MDRT Multi-Country Survey Report

From Foundation Source

Edward Jones Hits 20,000 Advisors. Its Next Target? New York City

These States Have Their Own Estate, Inheritance Taxes

Trump Picks Cantor Fitzgerald’s Lutnick as Commerce Chief

Trending Stories

Manulife's John Hancock Reinsurance Deal Includes $1.9B LTCI Block

Morgan Stanley: Advisor Who Left for Raymond James Solicited Another Rep's Clients

Company Raises $22M for All-Inclusive Long-Term Care Package

10 Best Performing Robo-Advisors: Q3 2024

World's Tallest Known Elected Official to Lead NAIC in 2025

Yes, Life and Annuity Issuers Can Suddenly Collapse, Treasury Risk Tracker Warns

Top Financial Topics

Robinhood to Buy TradePMR for $300M in RIA Push

Schwab to Consider More Deals

LPL Begins Taking in $60B in Prudential Wealth Advisor Assets

Captrust Buys $5B RIA Based in Boston

Company Raises $22M for All-Inclusive Long-Term Care Package

World's Tallest Known Elected Official to Lead NAIC in 2025

Yes, Life and Annuity Issuers Can Suddenly Collapse, Treasury Risk Tracker Warns

Orion-Schwab Integrations Include Direct RMD Calculations

World's Tallest Known Elected Official to Lead NAIC in 2025

Yes, Life and Annuity Issuers Can Suddenly Collapse, Treasury Risk Tracker Warns

Trump Picks Mehmet Oz to Run Agency That Oversees Medicare

Displaced Medicare Advantage Enrollees Need Help, Officials Say

Recommended Just For You

Popular Stories

Morgan Stanley: Advisor Who Left for Raymond James Solicited Another Rep's Clients

Company Raises $22M for All-Inclusive Long-Term Care Package

10 Best Performing Robo-Advisors: Q3 2024

World's Tallest Known Elected Official to Lead NAIC in 2025

Yes, Life and Annuity Issuers Can Suddenly Collapse, Treasury Risk Tracker Warns

Advyzon Launches Portfolio Management Platform for UHNW Clients

Popular Financial Topics

Trump's Election and 2024 Tax Planning: What's an Uncertain Client to Do?

What the GOP's Tax Plan Might Actually Look Like

10 New Life and Health Tax Numbers to Know for 2025

Estate Tax Exemption Clock Is Ticking Even Faster for These Wealthy Clients

7 Portfolio Tips for a Falling-Rate Environment: Advisors' Advice

14 Pieces of Investing 'Wisdom' That Are Not So Wise: Advisors' Advice

What to Tell Retirement Clients About Market Distress: Advisors' Advice

What to Do When a Client's CDs, Bonds Mature: Advisors' Advice

FINRA Fines CUNA Brokerage Services Over Deleted Rollover Records

Trump's Win Made States' New Annuity Sales Rules a Big Deal

JPMorgan Pays $151M to Settle Slate of SEC Complaints

Rep Churned Senior Business Owner's Account, Violated Reg BI: FINRA

What You Should Be Reading

Popular Authors

Advyzon Launches Portfolio Management Platform for UHNW Clients

Ex-Wells Fargo Rep Gets 3 Years in Prison for $4M Health Care Scheme

Morgan Stanley: Advisor Who Left for Raymond James Solicited Another Rep's Clients

Industry Voices

Solving the Decumulation Dilemma

Is the 4% Rule Too Safe?

How Advisors Build Retirement Income Portfolios, in 7 Charts

Noting Buffett’s Cash Hoard, Bob Doll Warns of Stock Pressure

Bob Doll: 'Buy High, Sell Higher' in This Risky Market

Bob Doll: Recession May Be Inevitable, Despite Rate Cuts

Jeremy Siegel Sees Bull Market Charging Into 2025

Jeremy Siegel: What Election Results Could Mean for Stocks, Bonds

Jeremy Siegel: 'Under-Loved' Bull Market Could See Notable Gains

Featured Event

Meet the Luminaries Class of 2024 Finalists

Videos

Dropped Accountant Cases May Lead to Federal Court Bars: SEC Roundup

Supreme Court Ruling, Criminal Trial Shake Up Insider Trading: SEC Roundup

Supreme Court Ruling Ensures Juries in Many SEC Cases: SEC Roundup

Eye-Watering Texting Fines Need Transparency: SEC Roundup

Webcasts

The Path to Independence: Navigating the Four Key Dimensions for RIAs

Preparing Portfolios for 2025: Macro Outlook, Bond Strategies and ETF Trends

The Future of Direct Indexing: Elevate Your Practice

Podcasts

The Long Road to Retirement With Chelsea Ransom-Cooper

Representing the Spirit of Cambridge

Tackling Seniors' Cost-of-Living Crisis with Shannon Benton

Whitepapers

The Business Model Playbook: Mastering Technology for Firm Success

Harnessing AI to Power Advisor-Client Relationships

MDRT Multi-Country Survey Report

Why Charitable Expertise Should Be Part of Your Practice