DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
Finally, Resolution to DOL's Fiduciary Rule Revolution
By Melanie Waddell, James J. GreenThe DOL's long-awaited final fiduciary rule ensures that putting clients first is no longer a marketing slogan, it's the law, Labor Secretary Thomas Perez told reporters in April.
April 22, 2016
What Do You Think About DOL Fiduciary Rule? Take a 10-Question PollHow do you feel about the fiduciary rule? 1) Its a new era of unicorns and rainbows; 2) My anger burns like a thousand suns.
April 20, 2016
DOL Accused of ‘Legislation by Rulemaking’ on Fiduciary RuleThe DOL is overstepping its bounds because Congress never intended for IRAs to be regulated like ERISA plans, ERISA lawyer Brad Campbell told senators.
April 19, 2016
DOL fiduciary rule: Great for lawyers, but what about advisors?At the NAPA 401(k) Summit, head Brian Graff focused on the impact of the DOL fiduciary rule on advisors.
April 19, 2016
DOL fiduciary rule: Great for lawyers, but what about advisors?At the NAPA 401(k) Summit, head Brian Graff focused on the impact of the DOL fiduciary rule on advisors.
April 19, 2016
GOP Fights to Block DOL Fiduciary RuleHouse and Senate lawmakers want to exercise their power to stop the rule's implementation, but Obama would likely veto such an attempt.
April 18, 2016
Morgan Stanley Says DOL Fiduciary Impact ‘Manageable’ as Q1 Profits Drop 53%Net income for the wealth management unit declined 8% from last year to $493 million.
April 18, 2016
4 practical steps to dealing with the DOL fiduciary ruleWhen the DOL Fiduciary Rule became law several weeks ago, commission-based advisor/client relationships were effectively transformed.