DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
The DOL Fiduciary Rule Is Here. What Should Advisors Do Next?
By Bernice NapachAn Envestnet webinar for advisors laid out several steps advisors can take to comply with the new rule.
April 28, 2016
The march to halt the new DOL rule moves aheadIndustry interest groups remain galvanized against the rule, even as more of their constituents are rolling out product adjustments to assure compliance.
April 28, 2016
Ameriprise weighs adding advisers as DOL rule squeezes rivalsAIG and MetLife have been exiting advisory operations ahead of the DOL fiduciary rule's phase-in, which will increase compliance costs and the risk of litigation.
April 28, 2016
Ameriprise weighs adding advisers as DOL rule squeezes rivalsAIG and MetLife have been exiting advisory operations ahead of the DOL fiduciary rule's phase-in, which will increase compliance costs and the risk of litigation.
April 27, 2016
Industry ‘Stuck’ With DOL Fiduciary Rule, but Fight Will Continue: LawmakersIts not an overcharacterization to say that this [DOL fiduciary rule] is Obamacare, essentially, on the retirement system, Rep. Peter Roskam said.
April 26, 2016
Cetera Launches DOL Fiduciary Rule Survival Kit for AdvisorsA new platform from Cetera Financial Group will help advisors rapidly develop action plans to incorporate the DOLs updated fiduciary standard.
April 25, 2016
Are You Conflict-Free?The most appealing position statements in financial services businesses profess a freedom from conflicts of interest.
April 25, 2016
How Wirehouses, Experts View DOL RuleReactions to the release of the fiduciary regulation.