DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
Fee Compression, Compliance Are Top Concerns for Advisors: SEI Survey
By Emily ZulzOnly 11% of the advisors surveyed are ready for the implementation of the DOL fiduciary rule in 2017.
December 01, 2016
DOL's Borzi: Rule or No Rule, There's No Going Back on Fiduciary"Im not going to conclude that this rule is going away" under the Trump administration, Borzi said at a Consumer Federation of America conference.
November 30, 2016
4 DOL fiduciary rule compliance considerationsAs firms transform their businesses to comply with the DOL fiduciary rule, challenges will be centered in four areas.
November 30, 2016
A Trump Repeal of the DOL Fiduciary Rule? Not So FastAdvisors and broker-dealers on a Nasdaq-sponsored panel recommend that advisors not count on a repeal of the rule anytime soon.
November 29, 2016
In DOL/Post-DOL Fiduciary World, RIAs Need to Re-DifferentiateHow RIAs should respond to what's likely to be a new wave of deregulation.
November 29, 2016
Financial Advisors Voted Overwhelmingly for Trump: FSI PollFinancial advisors favored Trump over Clinton by a ratio of more than 3 to 1, according to a post-election poll from FSI.
November 29, 2016
Kevin Knull’s 6 Parts of a DOL-Friendly Financial PlanKevin Knull, president of PIEtech, creators of MoneyGuidePro, tells ThinkAdvisor what advisors must know about their clients in order to work in their best interest.
November 28, 2016
Kansas Judge Upholds DOL Fiduciary RuleIn the rule's second legal victory, a Kansas federal judge rejected insurer Market Synergy's request to block it.