DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
DOL tries to clarify QDIA regs on annuities in TDFs
By Nick ThorntonDOL letter responds to TIAA inquiry, offers guidance on how TDFs with annuities can comply with QDIA protocol.
December 27, 2016
Hoping for a Regulatory MiracleMany advisors would love some common sense to be exercised in 2017 with respect to the DOL's fiduciary rule.
December 27, 2016
Annuity sales to plunge under DOL fiduciary ruleIRI also says that industry-wide annuity sales in the third quarter of 2016 dropped 12 percent from a year ago.
December 27, 2016
Annuity sales to plunge under DOL fiduciary ruleIRI also says that industry-wide annuity sales in the third quarter of 2016 dropped 12 percent from a year ago.
December 22, 2016
Wells Fargo Outlines DOL, Tech Plans; Departures ContinueThe wirehouse urged its FAs to "have conversations with clients and document" that discussion.
December 21, 2016
Wagner Law Group to Open Washington OfficeERISA attorney Marcia Wagner says the new office will help navigate "some of the most complicated legal and regulatory landscapes."
December 21, 2016
3 significant challenges for annuity advisors in 2017Thanks to the DOL fiduciary rule, annuity advisors can anticipate reduced compensation, fewer products and a more complicated sales process.
December 21, 2016
3 significant challenges for annuity advisors in 2017Thanks to the DOL fiduciary rule, annuity advisors can anticipate reduced compensation, fewer products and a more complicated sales process.