DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
DOL posts indexed annuity fiduciary rule exemption draft
By Allison BellTo get supervisory responsibility, a marketing organization might need $1.5 billion in annual sales.
January 17, 2017
DOL releases fiduciary rule guidance specifically for advisorsAccording to benefits attorney Fred Reisch: 'Insurance companies can market their group variable annuity contracts to 401(k) plans without concern of fiduciary status.'
January 17, 2017
DOL Quickly Releases Another Batch of Fiduciary FAQsThe new guidance for advisors includes some pleasant surprises and one disappointment, lawyer Fred Reish says.
January 12, 2017
RightCapital Launches Enterprise Tool to Ease DOL Rule ComplianceA leaner, meaner platform than competitors will help midsize firms provide more holistic planning for clients.
January 10, 2017
Advisor Group Cuts Fees, Launches New, DOL-Compliant PlatformIn conjunction with new platform changes, Advisor Group execs will go on a 19-city roadshow to meet with advisors in person.
January 09, 2017
Proposed DOL fiduciary rule exemption could impact IMOsIMOs may have to meet a capital reserve threshold to become financial institutions under a proposal filed by the Labor Department.
January 09, 2017
Proposed DOL fiduciary rule exemption could impact IMOsIMOs may have to meet a capital reserve threshold to become financial institutions under a proposal filed by the Labor Department.
January 06, 2017
DOL’s Perez Makes Plea to Trump as NAFA Appeals Fiduciary DecisionIn an exit memo, Perez said the next administration and Congress must adequately fund DOLs enforcement of the fiduciary and overtime rules.