DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
DOL Fiduciary Rule Inspires New Alphabet Soup of Fund Shares
By Melanie WaddellJanus has filed with the SEC to launch P and Z shares.
January 24, 2017
If DOL Fiduciary Gets Delayed, Seize the Moment: FSI’s BrownThe FSI chief says Trump's election gives it once-in-a-generation opportunity to push for more advisor- and client-friendly reforms.
January 24, 2017
‘No Going Back’ on Commissions, Fiduciary Changes, Broker-Dealer CEOs SayAt FSI OneVoice, execs say that, DOL rule or no DOL rule, commission-based business models are on their way out.
January 24, 2017
IMOs to DOL: Fiduciary rule class exemption sets too high a barThe DOL's proposed class exemption for IMOs represents 'one step ahead, but two steps back,' says Futurity First Insurance Group CEO Michael Kalen.
January 24, 2017
IMOs to DOL: Fiduciary rule class exemption sets too high a barThe DOL's proposed class exemption for IMOs represents 'one step ahead, but two steps back,' says Futurity First Insurance Group CEO Michael Kalen.
January 20, 2017
DOL Posts Indexed Annuity Fiduciary Rule Exemption DraftTo get supervisory responsibility, a marketing organization might need $1.5 billion in annual sales.
January 19, 2017
NAFA responds to the DOL's proposed fiduciary rule exemption'No industry of this size can turn on a dime,' Chip Anderson warns.
January 19, 2017
NAFA responds to the DOL's proposed fiduciary rule exemption'No industry of this size can turn on a dime,' Chip Anderson warns.