Broadridge Introduces Data Transparency Tool for ETF Managers
By Joyce HansonMarket Intelligence, a data transparency tool that allows exchange traded fund managers to see how financial advisors are using ETF products, has been launched by Broadridge Financial Solutions Inc.
July 15, 2010
Time for a Transition (XI): Blogging for BusinessIn recent months, I've been about building client loyalty and share of mind with prospective clients and clients of influence, or COIs. In the May...
July 13, 2010
ByAllAccounts Survey Says 45% of Advisors Still Use Manual Data EntryNearly half of advisors recently surveyed still use manual entry of data for statements, ByAllAccounts, a Woburn, Massachusetts-based data aggregation company, said Monday, July 12.
July 12, 2010
2010 Top Wealth Managers: The Regulatory Breeze From WashingtonRegulatory uncertainty was often cited as one of "three most critical risks to your firm" by the RIAs who participated in Wealth Manager's 2010 Top Wealth Managers annual survey.
July 12, 2010
The Temptation of CommissionsWhat's the difference between a commission-based advisor and a fee-only advisor? One is selling an investment product while the other is providing advice. Say what...
July 07, 2010
Schwab RIA Study Shows Advisors Moving Full Speed Ahead With Growth PlansDetermined to buck the nation's trend toward sluggish economic growth, independent RIAs are charging ahead with plans to grow their businesses, says a Charles Schwab Advisor Service study released Wednesday, July 7.
July 06, 2010
Considering Independence? What an Advisor Can ExpectThis is the time of year when I reflect on and appreciate our country's independence. I find it humbling to consider the ultimate price that...
July 02, 2010
SEC Cracks Down on Pay-to-PlayRule prohibits an advisor from providing advisory services for compensation for two years.