Twin Advisors Indicted on Fraud Charges
By Jeff BermanAdam and Daniel Kaplan are accused of bilking at least 60 clients out of at least $5 million.
July 24, 2023
Creative Planning Adds Goldman as CustodianThe deal gives Creative advisors access to a wider range of solutions.
July 21, 2023
Schwab: 11 Things Top RIAs Did Better Than Rivals in 2022Here's what makes these firms stand out, according to Schwab's just-released benchmarking study.
July 20, 2023
Savvy Wealth Unveils Generative AI Platform for AdvisorsThe new platform includes a CRM system, client portal and compliance/back-office support.
July 19, 2023
SEC Would Add 83 Examiners With Budget BoostThe agency also plans to move the SEC headquarters in Washington to another building, Chair Gensler tells lawmakers.
July 18, 2023
Most Wealthy Investors Choose the First Advisor They Meet: SurveyThe most common reason respondents gave for switching advisors was that the relationship was a bad match.
July 17, 2023
New Jersey RIA Pathstone to Buy Multifamily Office VeritablePennsylvania-based Veritable has 200 clients with average assets of more than $75 million each.
July 14, 2023
Schwab to Close, Downsize Offices in 10 CitiesAffected employees will work remotely, in a shift from a recently announced return-to-office mandate.