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Ameriprise 'Chasing Headlines' in Client Data Dispute, LPL Argues
News February 24, 2025 at 02:08 PM
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What You Need To Know
- Ameriprise filed for a temporary restraining order against three advisors who left the firm for LPL.
- LPL countered that Ameriprise was engaging in "serial litigation" against departing advisors who were simply following the Broker Protocol.
- FINRA arbitration, not court, is the proper venue for this fight, LPL says.
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