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Investors Hit Fidelity With FINRA Claim Over Advisor Accused of Losing $11M
News January 31, 2025 at 12:04 PM
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What You Need To Know
- A FINRA arbitration claim on behalf of four investors says the firm missed a pattern of risky trades by their former advisor.
- The advisor, Thomas Chadwick, has been barred from the securities industry in Vermont and New Hampshire.
- Chadwick accessed Fidelity client accounts inappropriately after the firm terminated their relationship, lawyers say.
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