Investors Hit Fidelity With FINRA Claim Over Advisor Accused of Losing $11M

What You Need To Know

• A FINRA arbitration claim on behalf of four investors says the firm missed a pattern of risky trades by their former advisor.
• The advisor, Thomas Chadwick, has been barred from the securities industry in Vermont and New Hampshire.
• Chadwick accessed Fidelity client accounts inappropriately after the firm terminated their relationship, lawyers say.