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SEC Sanctions Hit New High at $8.2B in 2024
News November 25, 2024 at 06:27 PM
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What You Need To Know
- The 583 enforcement actions represent a 26% decline over 2023.
- The agency brought 135 actions against investment advisors/investment companies.
- More than half of the monetary remedies came from a single judgment, the SEC says.
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