B. Riley Boca Brokers Exit Ahead of Firm's Effort to Raise Cash

What You Need To Know

• At least two dozen brokers moved this week to Kestra Advisory Services, according to FINRA records.
• Other defections last month involved a group in Memphis, which included Philip Wunderlich and went to Prospera Financial Services.
• The office was known to be a top producer for the $25 billion wealth firm.