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B. Riley Boca Brokers Exit Ahead of Firm's Effort to Raise Cash
News October 04, 2024 at 03:49 PM
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What You Need To Know
- At least two dozen brokers moved this week to Kestra Advisory Services, according to FINRA records.
- Other defections last month involved a group in Memphis, which included Philip Wunderlich and went to Prospera Financial Services.
- The office was known to be a top producer for the $25 billion wealth firm.
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