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TD Securities to Pay $28.5M to Resolve Spoofing Allegations
News October 02, 2024 at 02:19 PM
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What You Need To Know
- The broker-dealer settled with the Justice Department, SEC and FINRA.
- A former TD Securities trading desk head awaits a criminal trial related to the alleged scheme.
- The spoof trades amounted to tens of billions of dollars, the DOJ says.
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