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Off-Channel Communications Now Advisors' Top Compliance Concern
News July 16, 2024 at 04:42 PM
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What You Need To Know
- Off-channel communications was identified by 59% of survey respondents as the hottest compliance topic.
- A Global Relay survey found firms struggle to get employees to comply with off-channel communication rules.
- Advertising/marketing and AI were voted the second and third hottest topics.
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