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FINRA Fines, Suspends Rep for Sharing CFP Board Exam Content
News July 03, 2024 at 02:51 PM
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What You Need To Know
- A CFP shared exam content with other individuals who were taking the CFP Board's certification exam.
- The behavior violated FINRA Rule 2010 and the CFP Board's Pathway Agreement.
- CFP Board's DEC imposed a five-year bar on the CFP from applying for or obtaining the CFP certification for exam misconduct.
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