Who's Covered Under FINRA's New Home Office Rule? Here's Some Help.

What You Need To Know

• FINRA's newly adopted remote supervisory location and remote inspections pilot are a big deal for BDs, lawyer Ben Marzouk says.
• Before the effective date, BDs must answer the threshold question of who meets the RSL defintion.
• There's more open questions with the remote inspection pilot than with the RSL, Marzouk says.