thinkadvisor.com

Error

An error occurred while fetching the data.

Error details: Error: The field at path '/trendingArticles/contents[5]/uri' was declared as a non null type, but the code involved in retrieving data has wrongly returned a null value. The graphql specification requires that the parent field be set to null, or if that is non nullable that it bubble up null to its parent and so on. The non-nullable type is 'String' within parent type 'Content': {"response":{"errors":[{"message":"The field at path '/trendingArticles/contents[5]/uri' was declared as a non null type, but the code involved in retrieving data has wrongly returned a null value. The graphql specification requires that the parent field be set to null, or if that is non nullable that it bubble up null to its parent and so on. The non-nullable type is 'String' within parent type 'Content'","path":["trendingArticles","contents",5,"uri"],"extensions":{"classification":"NullValueInNonNullableField"}},{"message":"The field at path '/readnext/contents[5]/uri' was declared as a non null type, but the code involved in retrieving data has wrongly returned a null value. The graphql specification requires that the parent field be set to null, or if that is non nullable that it bubble up null to its parent and so on. The non-nullable type is 'String' within parent type 'Content'","path":["readnext","contents",5,"uri"],"extensions":{"classification":"NullValueInNonNullableField"}}],"data":{"slideshow":{"name":"Slideshow","tieredName":["Slideshow"],"description":"","page":1,"estimate":2785,"h1":"","metaTitle":"","metaDescription":"","pageSize":3,"contents":[{"publication":"ThinkAdvisor","baseDomain":"www.thinkadvisor.com","presentedBy":"","uri":"/2024/11/06/how-8-state-tax-ballot-questions-did-in-the-polls/","title":"How 8 State Tax Ballot Questions Did in the Polls","byline":"Michael S. Fischer","kicker":"Slideshow","timeToRead":"1 minute","authors":[{"name":"Michael S. Fischer","webUrl":"/author/profile/michael-s-fischer/"}],"kickerNode":[{"uri":"/slideshow/","sectionName":"Slideshow"}],"categories":[{"channelName":"Kicker","sectionName":"Slideshow","slug":"slideshow-kicker","channelUri":null},{"channelName":"Portfolio|Economy & Markets","sectionName":"Fixed Income","slug":"fixed-income","channelUri":null},{"channelName":"Portfolio|Portfolio Construction","sectionName":"Investment Strategies","slug":"investment-strategies","channelUri":null}],"prettyDate":"November 06, 2024","pubDate":"2024-11-06 13:47:32.000","readtime":"1","primaryCategory":{"channelName":"Financial Planning","sectionName":"Tax Planning","uri":"financial-planning/tax-planning"},"image":{"uri":"https://images.thinkadvisor.com/contrib/content/uploads/sites/415/2021/03/Uncle_Sam_Tax_Money_Shutter_640x640.jpg","width":"640","height":"640"},"summary":"Voters made decisions on property, sales income and capital gains taxes.","breadcrumb":[{"name":"Financial Planning","uri":"financial-planning"},{"name":"Tax Planning","uri":"financial-planning/tax-planning"}]},{"publication":"ThinkAdvisor","baseDomain":"www.thinkadvisor.com","presentedBy":"","uri":"/2024/11/06/12-most-livable-midsize-u-s-cities-2024/","title":"12 Most Livable Midsize U.S. Cities: 2024","byline":"Michael S. Fischer","kicker":"Slideshow","timeToRead":"1 minute","authors":[{"name":"Michael S. Fischer","webUrl":"/author/profile/michael-s-fischer/"}],"kickerNode":[{"uri":"/slideshow/","sectionName":"Slideshow"}],"categories":[{"channelName":"Kicker","sectionName":"Slideshow","slug":"slideshow-kicker","channelUri":null},{"channelName":"Portfolio|Alternative Investments","sectionName":"Real Estate","slug":"real-estate-portfolio-alternative-investments","channelUri":null},{"channelName":"Portfolio|Economy & Markets","sectionName":"Economic Trends","slug":"economic-trends","channelUri":null},{"channelName":"Retirement Planning|Spending in Retirement","sectionName":"Lifestyle Planning","slug":"lifestyle-planning","channelUri":null}],"prettyDate":"November 06, 2024","pubDate":"2024-11-06 11:49:06.000","readtime":"1","primaryCategory":{"channelName":"Retirement Planning|Spending in Retirement","sectionName":"Lifestyle Planning","uri":"retirement/spending/lifestyle-planning"},"image":{"uri":"https://images.thinkadvisor.com/contrib/content/uploads/sites/415/2023/09/Happy_Senior_Couple_City_Adobe_640x640.jpg","width":"640","height":"640"},"summary":"For communities with populations between 25,000 and 99,999, AARP assessed such areas as housing, neighborhood, transportation and engagement.","breadcrumb":[{"name":"Retirement Planning","uri":"retirement"},{"name":"Spending in Retirement","uri":"retirement/spending"},{"name":"Lifestyle Planning","uri":"retirement/spending/lifestyle-planning"}]},{"publication":"ThinkAdvisor","baseDomain":"www.thinkadvisor.com","presentedBy":"","uri":"/2024/11/05/top-15-cities-for-the-ultra-wealthy-2024/","title":"Top 15 Cities for the Ultra-Wealthy: 2024","byline":"Michael S. Fischer","kicker":"Slideshow","timeToRead":"3 minute","authors":[{"name":"Michael S. Fischer","webUrl":"/author/profile/michael-s-fischer/"}],"kickerNode":[{"uri":"/slideshow/","sectionName":"Slideshow"}],"categories":[{"channelName":"Kicker","sectionName":"Slideshow","slug":"slideshow-kicker","channelUri":null},{"channelName":"Portfolio|Economy & Markets","sectionName":"Economic Trends","slug":"economic-trends","channelUri":null}],"prettyDate":"November 05, 2024","pubDate":"2024-11-05 12:20:10.000","readtime":"3","primaryCategory":{"channelName":"Portfolio|Economy & Markets","sectionName":"Economic Trends","uri":"investment-portfolio/economy-markets/economic-trends"},"image":{"uri":"https://images.thinkadvisor.com/contrib/content/uploads/sites/415/2024/07/Wealthy_Couple_Balcony_Adobe_640x640.jpg","width":"640","height":"640"},"summary":"The club of individuals with liquid investable assets of $100 million has grown by 54% over the decade.","breadcrumb":[{"name":"Portfolio","uri":"investment-portfolio"},{"name":"Economic Trends","uri":"investment-portfolio/economy-markets/economic-trends"}]}]},"articleData":{"uri":"/2022/02/15/judge-awards-900k-to-eye-doctor-bilked-by-ex-wells-fargo-advisor/","canonicalUrl":"https://www.thinkadvisor.com/2022/02/15/judge-awards-900k-to-eye-doctor-bilked-by-ex-wells-fargo-advisor/","generatedId":"hei45hhhele","naturalId":"blogAndPostId/blog/post/415-444181","type":"ARTICLE","postFormat":"news","kickerPresentedBy":null,"breadcrumb":[{"name":"Regulation and Compliance","uri":"regulation-compliance"},{"name":"Litigation","uri":"regulation-compliance/litigation"}],"presentedBy":"","title":"Judge Awards $900K to Eye Doctor Bilked by ex-Wells Fargo Advisor","readtime":"3","timeToRead":"3 minute","prettyModified":"","prettyDateTime":"February 15, 2022 at 02:41 PM","needToKnow":[],"byline":"Jeff Berman","showDisclaimer":true,"authors":[{"name":"Jeff Berman","description":"Jeff joined the ThinkAdvisor team as a staff reporter in July 2019. Before joining ThinkAdvisor, he was a freelance reporter for five years, covering mainly technology, business, media and entertainment news for publications including The Miami Herald, Newsday, TheStreet.com, Long Island Press and multiple American City Business Journals websites. He also reported for several consumer electronics publications and was a technology reporter for publications of the Media & Entertainment Services Alliance. Prior to that, he worked as a reporter and editor for Consumer Electronics Daily and other Warren Communications News publications for 15 years. He graduated with an MA in journalism from New York University.","imageLarge":"https://secure.gravatar.com/avatar/165401fb21d9585644c231c3c086edb0?s=136&d=mm&r=g","webUrl":"/author/profile/jeff-berman/"}],"publication":"ThinkAdvisor","kicker":"News","kickerNode":[{"name":"News","slug":"news-kicker","uri":"/news/","sectionName":"News"}],"prettyDate":"February 15, 2022","pubDate":"2022-02-15 14:41:31.000","modifiedDate":"","isDownload":"false","primaryCategory":{"channelName":"Regulation and Compliance","sectionName":"Litigation","name":"Litigation","uri":"regulation-compliance/litigation","slug":"litigation","channelUri":null},"tags":[],"image":{"uri":"https://images.thinkadvisor.com/contrib/content/uploads/sites/415/2021/03/Judge_Court_Gavel_Shutter_640x640.jpg","width":"640","height":"640","alt":""},"embed1":"","embed2":"","summary":"The former rep was arrested in October in the theft of over $2.86 million from five clients.","categories":[{"name":"News","uri":"/news/","channelName":"Kicker"},{"name":"FINRA","uri":"/regulation-compliance/federal-regulation/finra/","channelName":"Regulation and Compliance|Federal Regulation"},{"name":"SEC","uri":"/regulation-compliance/federal-regulation/sec/","channelName":"Regulation and Compliance|Federal Regulation"}],"bodyArray":["<p>A New Jersey Superior Court judge has awarded $909,000 to one of the victims of the former Wells Fargo broker who was <a href=\"https://www.thinkadvisor.com/2021/10/29/ex-wells-fargo-rep-charged-with-stealing-2-9m-from-clients/\" target=\"_blank\">arrested in October</a> and charged with stealing over $2.86 million from five clients to pay for personal expenses.</p>","<p>One of those clients, eye doctor Kenette Sohmer, filed a separate civil suit against ex-Wells Fargo rep <a href=\"https://brokercheck.finra.org/individual/summary/4657872\" target=\"_blank\">Kenneth A. Welsh</a> and his wife, Monica Welsh, on Aug. 26, in New Jersey Superior Court.</p>","<p>Sohmer alleged in the complaint that while serving as Sohmer's advisor, the now-former wirehouse broker withdrew almost $1.9 million without authorization from a brokerage account she maintained at Wells Fargo and transferred the funds to recipients unknown to her in 76 transactions from December 2018 through March 2021.</p>","<div class=\"paywall-content\"><p>Sohmer alleged that nearly $250,000 had been withdrawn from an IRA she maintained at Wells Fargo in eight transactions from January through August 2020, also without authorization.</p>","<p>The complaint also alleged that, on May 1, 2019, Guardian Title Services acted as closing agent on the defendants' $900,000 purchase of a home in River Edge, New Jersey.</p>","<p>On or about April 30, 2019, the defendants converted to their own use $898,000 of the plaintiff's money, according to the complaint. As a result of that conversion of the plaintiff's property, Sohmer was \"damaged in the amount of not less than $898,000,\" she alleged.</p>","<h2>Judge's Decision</h2> <p>On Feb. 4, Judge Lisa Perez Friscia granted $909,000 to Sohmer and the plaintiff's motion requesting that a constructive trust be imposed on the defendants' River Edge home.</p>","<p>Friscia, however, denied the plaintiff's motion to transfer possession of that property to her for the purpose of selling it.</p>","<p>Welsh's attorney did not immediately respond to a request for comment on Tuesday.</p>","<h2>Fraud Charges</h2> <p>Welsh was arrested and charged by <a href=\"https://www.justice.gov/usao-nj/press-release/file/1445176/download\" target=\"_blank\">complaint</a> in October in U.S. District Court for the District of New Jersey with four counts of wire fraud and one count of investment advisor fraud by the  Department of Justice.</p>","<p>The Securities and Exchange Commission filed a <a href=\"//www.sec.gov/litigation/complaints/2021/comp-pr2021-217.pdf\" target=\"_blank\">separate complaint</a> against Welsh in the same court over the same scheme.</p>","<p>Welsh used the unlawfully obtained funds to pay for his gambling and to \"fund extravagant personal expenses, including luxury gifts and items,\" according to the DOJ complaint. Some of the funds were used to pay for gold or coins, the complaint alleged.</p>","<p>If found guilty on all counts, Welsh faces a maximum prison sentence of 85 years, Rachael A. Honig, the acting U.S. attorney for the District of New Jersey, said in October.</p>","<p>Each of the wire fraud counts carries a maximum potential penalty of 20 years in prison and a $250,000 fine, or twice the gross gain or loss from the offense, whichever is greater.</p>","<p>The investment advisor fraud count carries a maximum potential penalty of five years in prison and a $10,000 fine, or twice the gross gain or loss from the offense, whichever is greater, Honig said.</p>","<h2>Wells Fargo Termination</h2> <p>Welsh was a registered broker with Wells Fargo from September 2012 until he was terminated by the firm June 17, according to <a href=\"//files.brokercheck.finra.org/individual/individual_4657872.pdf\">his report</a> on the Financial Industry Regulatory Authority's BrokerCheck website. \"Allegations were made that Mr. Welsh may have misappropriated funds from Wells Fargo Clearing Services, LLC clients,\" according to a disclosure on his report.</p>","<p>\"At Wells Fargo we hold our employees to the highest ethical standards,\" a Wells Fargo spokeswoman told ThinkAdvisor on Tuesday. \"We notified regulators and law enforcement of this matter and the financial advisor was terminated.\"</p>","<p><em>(Photo: Shutterstock)</em></p> </div>"],"slides":[],"video":null},"articlePackages":[],"trendingArticles":{"contents":[{"uri":"/2024/11/01/irs-sets-401k-ira-contribution-limits-for-2025/","title":"IRS Sets 401(k), IRA Contribution Limits for 2025","byline":"Melanie Waddell","summary":"The tax authority also announced changes to catch-up contributions tied to Secure 2.0.","prettyDate":"November 01, 2024","kicker":"News","image":{"uri":"https://images.thinkadvisor.com/contrib/content/uploads/sites/415/2023/11/Retirement_Roth_IRA_401K_Shutter_640x640-1.jpg","width":"640","height":"640"},"breadcrumb":[{"name":"Retirement Planning","uri":"retirement"},{"name":"Saving for Retirement","uri":"retirement/saving"},{"name":"401(k) Plans","uri":"retirement/saving/401k-plans"}],"primaryCategory":{"name":"401(k) Plans","uri":"retirement/saving/401k-plans","channelName":"Retirement Planning|Saving for Retirement","channelUri":null}},{"uri":"/2024/10/30/fidelity-sued-over-money-market-fund-fees/","title":"Fidelity Sued Over Money Market Fund Fees","byline":"Dinah Wisenberg Brin","summary":"\"Retail class\" shareholders who meet requirements for premium shares are being overcharged needlessly, the suit contends.","prettyDate":"October 30, 2024","kicker":"News","image":{"uri":"https://images.thinkadvisor.com/contrib/content/uploads/sites/415/2024/06/17_Fidelity_Investments_Sign_Shutter_640x640.jpg","width":"640","height":"640"},"breadcrumb":[{"name":"Regulation and Compliance","uri":"regulation-compliance"},{"name":"Litigation","uri":"regulation-compliance/litigation"}],"primaryCategory":{"name":"Litigation","uri":"regulation-compliance/litigation","channelName":"Regulation and Compliance","channelUri":null}},{"uri":"/2024/11/04/jeremy-siegel-what-election-results-could-mean-for-stocks-bonds/","title":"Jeremy Siegel: What Election Results Could Mean for Stocks, Bonds","byline":"Dinah Wisenberg Brin","summary":"Here's what the economist expects if Democrats or Republicans sweep the election.","prettyDate":"November 04, 2024","kicker":"News","image":{"uri":"https://images.thinkadvisor.com/contrib/content/uploads/sites/415/2024/09/Jeremy-Siegel_2024_640x640.jpg","width":"640","height":"640"},"breadcrumb":[{"name":"Portfolio","uri":"investment-portfolio"}],"primaryCategory":{"name":"","uri":"","channelName":"","channelUri":null}},{"uri":"/2024/11/06/what-trumps-win-means-for-estate-tax-planning/","title":"What Trump's Win Means for Estate Tax Planning","byline":"John Manganaro","summary":"One tax expert from Kitces.com says it's now quite likely that the current estate tax exemption will be extended.","prettyDate":"November 06, 2024","kicker":"Analysis","image":{"uri":"https://images.thinkadvisor.com/contrib/content/uploads/sites/415/2024/08/Donald_Trump2_2024_BB_640x640.jpg","width":"640","height":"640"},"breadcrumb":[{"name":"Financial Planning","uri":"financial-planning"},{"name":"Trusts and Estates","uri":"financial-planning/trusts-estates"}],"primaryCategory":{"name":"Trusts and Estates","uri":"financial-planning/trusts-estates","channelName":"Financial Planning","channelUri":null}},{"uri":"/2024/11/05/how-much-does-the-frequency-of-retirement-withdrawals-matter/","title":"How Much Does the Frequency of Retirement Withdrawals Matter?","byline":"John Manganaro","summary":"A recent research paper offers up some unexpected results regarding the best ways to manage retirement income.","prettyDate":"November 05, 2024","kicker":"Analysis","image":{"uri":"https://images.thinkadvisor.com/contrib/content/uploads/sites/415/2024/05/07_Withdrawal_Upside_Down_Piggy_Bank_Adobe_640x640.jpg","width":"640","height":"640"},"breadcrumb":[{"name":"Retirement Planning","uri":"retirement"},{"name":"Spending in Retirement","uri":"retirement/spending"},{"name":"Income Planning","uri":"retirement/spending/income-planning"}],"primaryCategory":{"name":"Income Planning","uri":"retirement/spending/income-planning","channelName":"Retirement Planning|Spending in Retirement","channelUri":null}},null]},"youmightlike":[{"uri":"/2024/11/05/jpmorgan-is-latest-to-be-sued-over-cash-sweeps/","title":"JPMorgan Is Latest to Be Sued Over Cash Sweeps","byline":"Melanie Waddell","prettyDate":"November 05, 2024","readtime":"2","image":{"uri":"https://images.thinkadvisor.com/contrib/content/uploads/sites/415/2024/11/JP_Morgan_Chase_Sign_AP_640x640.jpg","width":"640","height":"640"},"summary":"A customer alleges \"exploitative and unfair implementation\" of the firm's bank deposit sweep program."},{"uri":"/2024/11/01/ex-jpmorgan-advisor-to-halt-client-poaching-amid-arbitration/","title":"Ex-JPMorgan Advisor to Halt Client Poaching Amid Arbitration","byline":"Erik Larson","prettyDate":"November 01, 2024","readtime":"2","image":{"uri":"https://images.thinkadvisor.com/contrib/content/uploads/sites/415/2024/10/03_Businessman_Running_Adobe_640x640.jpg","width":"640","height":"640"},"summary":"Gary Carruthers was sued after allegedly persuading former clients with $24 million in assets to move their business to Wells Fargo."},{"uri":"/2024/10/30/fidelity-sued-over-money-market-fund-fees/","title":"Fidelity Sued Over Money Market Fund Fees","byline":"Dinah Wisenberg Brin","prettyDate":"October 30, 2024","readtime":"3","image":{"uri":"https://images.thinkadvisor.com/contrib/content/uploads/sites/415/2024/06/17_Fidelity_Investments_Sign_Shutter_640x640.jpg","width":"640","height":"640"},"summary":"\"Retail class\" shareholders who meet requirements for premium shares are being overcharged needlessly, the suit contends."},{"uri":"/2024/10/28/ameriprise-departing-advisors-took-4500-clients-data-to-lpl/","title":"Ameriprise: Departing Advisors Took 4,500 Clients' Data to LPL","byline":"Dinah Wisenberg Brin","prettyDate":"October 28, 2024","readtime":"5","image":{"uri":"https://images.thinkadvisor.com/contrib/content/uploads/sites/415/2023/10/Ameriprise_HQ_MN_BB_40x640.jpg","width":"640","height":"640"},"summary":"An LPL tool allowed recruits to upload client data beyond the Broker Protocol, Ameriprise says."},{"uri":"/2024/10/28/robinhood-is-latest-firm-to-be-sued-over-cash-sweep-program/","title":"Robinhood Is Latest Firm to Be Sued Over Cash Sweep Program","byline":"Melanie Waddell","prettyDate":"October 28, 2024","readtime":"3","image":{"uri":"https://images.thinkadvisor.com/contrib/content/uploads/sites/415/2024/01/Robinhood_Logo_Smartphone2_BB_640x640.jpg","width":"640","height":"640"},"summary":"The 0.01% interest rate for customers who don't pay a fee is a Reg BI violation, the suit claims."},{"uri":"/2024/10/24/lawsuit-schwab-bofa-failed-to-protect-older-couple-scammed-out-of-18-5m/","title":"Lawsuit: Schwab, BofA Failed to Protect Older Couple Scammed Out of $18.5M","byline":"Dinah Wisenberg Brin","prettyDate":"October 24, 2024","readtime":"5","image":{"uri":"https://images.thinkadvisor.com/contrib/content/uploads/sites/415/2023/10/Cyber_Attack_Hack_Computer_Crime_Shutter_640x640.jpg","width":"640","height":"640"},"summary":"A fraudster persuaded an 84-year-old Schwab customer to transfer millions of dollars to outside accounts, the suit says."}],"readnext":{"contents":[{"uri":"/2024/11/04/jeremy-siegel-what-election-results-could-mean-for-stocks-bonds/","title":"Jeremy Siegel: What Election Results Could Mean for Stocks, Bonds","byline":"Dinah Wisenberg Brin","summary":"Here's what the economist expects if Democrats or Republicans sweep the election.","prettyDate":"November 04, 2024","kicker":"News","image":{"uri":"https://images.thinkadvisor.com/contrib/content/uploads/sites/415/2024/09/Jeremy-Siegel_2024_640x640.jpg","width":"640","height":"640"},"breadcrumb":[{"name":"Portfolio","uri":"investment-portfolio"}],"primaryCategory":{"name":"","uri":"","channelName":"","channelUri":null}},{"uri":"/2024/11/06/what-trumps-win-means-for-estate-tax-planning/","title":"What Trump's Win Means for Estate Tax Planning","byline":"John Manganaro","summary":"One tax expert from Kitces.com says it's now quite likely that the current estate tax exemption will be extended.","prettyDate":"November 06, 2024","kicker":"Analysis","image":{"uri":"https://images.thinkadvisor.com/contrib/content/uploads/sites/415/2024/08/Donald_Trump2_2024_BB_640x640.jpg","width":"640","height":"640"},"breadcrumb":[{"name":"Financial Planning","uri":"financial-planning"},{"name":"Trusts and Estates","uri":"financial-planning/trusts-estates"}],"primaryCategory":{"name":"Trusts and Estates","uri":"financial-planning/trusts-estates","channelName":"Financial Planning","channelUri":null}},{"uri":"/2024/11/01/irs-sets-401k-ira-contribution-limits-for-2025/","title":"IRS Sets 401(k), IRA Contribution Limits for 2025","byline":"Melanie Waddell","summary":"The tax authority also announced changes to catch-up contributions tied to Secure 2.0.","prettyDate":"November 01, 2024","kicker":"News","image":{"uri":"https://images.thinkadvisor.com/contrib/content/uploads/sites/415/2023/11/Retirement_Roth_IRA_401K_Shutter_640x640-1.jpg","width":"640","height":"640"},"breadcrumb":[{"name":"Retirement Planning","uri":"retirement"},{"name":"Saving for Retirement","uri":"retirement/saving"},{"name":"401(k) Plans","uri":"retirement/saving/401k-plans"}],"primaryCategory":{"name":"401(k) Plans","uri":"retirement/saving/401k-plans","channelName":"Retirement Planning|Saving for Retirement","channelUri":null}},{"uri":"/2024/11/05/how-much-does-the-frequency-of-retirement-withdrawals-matter/","title":"How Much Does the Frequency of Retirement Withdrawals Matter?","byline":"John Manganaro","summary":"A recent research paper offers up some unexpected results regarding the best ways to manage retirement income.","prettyDate":"November 05, 2024","kicker":"Analysis","image":{"uri":"https://images.thinkadvisor.com/contrib/content/uploads/sites/415/2024/05/07_Withdrawal_Upside_Down_Piggy_Bank_Adobe_640x640.jpg","width":"640","height":"640"},"breadcrumb":[{"name":"Retirement Planning","uri":"retirement"},{"name":"Spending in Retirement","uri":"retirement/spending"},{"name":"Income Planning","uri":"retirement/spending/income-planning"}],"primaryCategory":{"name":"Income Planning","uri":"retirement/spending/income-planning","channelName":"Retirement Planning|Spending in Retirement","channelUri":null}},{"uri":"/2024/11/05/15-new-retirement-tax-numbers-to-know-for-2025/","title":"15 New Retirement, Tax Numbers to Know for 2025","byline":"John Manganaro","summary":"The IRS has increased key thresholds tied to 401(k)s, IRAs, income, estate and gift taxes.","prettyDate":"November 05, 2024","kicker":"Slideshow","image":{"uri":"https://images.thinkadvisor.com/contrib/content/uploads/sites/415/2024/09/Tax_Magnifying_Glass_Adobe_640x640.jpg","width":"640","height":"640"},"breadcrumb":[{"name":"Financial Planning","uri":"financial-planning"},{"name":"Tax Planning","uri":"financial-planning/tax-planning"},{"name":"IRS Updates","uri":"financial-planning/tax-planning/irs-updates"}],"primaryCategory":{"name":"IRS Updates","uri":"financial-planning/tax-planning/irs-updates","channelName":"Financial Planning|Tax Planning","channelUri":null}},null]}},"extensions":{"DateTime":"2024-11-07T08:17:23.919103006","ResponseTime":"?","AuthorizedUser":false,"AlmContext":"AlmContext{clientIP='10.0.253.254', internalIP='true', origin='', authorizedUser='false', Chinchilla, userAccount='null', UCID=null, ipAccount='null'}","NavServiceResponse":{"message":"Show article","action":"show","data":"","placResultsPublic":{"overallContentType":"FreeContent","userState":"ClientAccessAllowedToFreeContent","showWall":"","userAccess":"1","referrer":"https://thinkadvisor.com/2022/02/15/judge-awards-900k-to-eye-doctor-bilked-by-ex-wells-fargo-advisor","userAccessCookie":null,"productList":"","contentMetaData":"<?xml version='1.0' encoding='UTF-8'?><ARTICLE><TYPE>ARTICLE</TYPE><ID>/2022/02/15/judge-awards-900k-to-eye-doctor-bilked-by-ex-wells-fargo-advisor/</ID><SOURCE>ThinkAdvisor</SOURCE><PUBLICATION-DATE>2022-02-15 14:41:31</PUBLICATION-DATE><PUBLICATION-NAMES><PUBLICATION-NAME>ThinkAdvisor</PUBLICATION-NAME></PUBLICATION-NAMES><PRACTICE-AREAS /><CHANNELSECTIONS><CHANNELSECTION><CHANNEL></CHANNEL><SECTION>News</SECTION></CHANNELSECTION><CHANNELSECTION><CHANNEL></CHANNEL><SECTION>FINRA</SECTION></CHANNELSECTION><CHANNELSECTION><CHANNEL></CHANNEL><SECTION>SEC</SECTION></CHANNELSECTION></CHANNELSECTIONS><REFERRER>https://thinkadvisor.com/2022/02/15/judge-awards-900k-to-eye-doctor-bilked-by-ex-wells-fargo-advisor</REFERRER></ARTICLE>","numberOfViewsLeft":0,"numberOfFCFViewsLeft":0,"decisionEngine":"Grackle Cache","rulesFiredString":null,"contentProductCodes":null}},"DebuggingData":"Input=(term: \"slideshow\", site: \"www.thinkadvisor.com\", pageSize: 3, page: 1)","UsedCache":"true","DataUrl":"http://ml.alm.com:9016/bff-services/content/get-you-may-like-for-content.xqy?naturalId=/2022/02/15/judge-awards-900k-to-eye-doctor-bilked-by-ex-wells-fargo-advisor/&site=www.thinkadvisor.com&total="},"status":200,"headers":{}},"request":{"query":"\n####\n####\n# QUERY\n# ROUTE:/2022/02/15/judge-awards-900k-to-eye-doctor-bilked-by-ex-wells-fargo-advisor/\n####\n\n\nquery ThinkAdvisor__view_article_no_sitedir{slideshow:\n getContentStream(term: \"slideshow\", site: \"thinkadvisor.com\", pageSize: 3, page: 1, sort: \"\", direction: \"\") {\n name\n tieredName \n description\n page\n estimate\n h1\n metaTitle\n metaDescription\n pageSize\n contents {\n publication\n baseDomain\n presentedBy\n uri\n title\n byline\n kicker\n timeToRead\n authors {\n name\n webUrl\n }\n kickerNode {\n uri\n sectionName\n }\n categories{\n channelName\n sectionName\n slug\n channelUri\n }\n prettyDate\n pubDate \n readtime \n primaryCategory {\n channelName,\n sectionName,\n uri,\n }\n image {\n uri\n width\n height\n }\n summary\n breadcrumb {\n name\n uri\n }\n }\n }\n articleData:\n getContent(naturalId: \"/2022/02/15/judge-awards-900k-to-eye-doctor-bilked-by-ex-wells-fargo-advisor/\", site:\"thinkadvisor.com\") {\n uri\n canonicalUrl\n generatedId\n naturalId\n type\n postFormat\n kickerPresentedBy {\n \t\t label\n \t\t value\n \t\t}\n breadcrumb{\n name\n \t\turi\n }\n presentedBy\n title\n readtime\n timeToRead\n prettyModified\n prettyDateTime\n needToKnow\n byline\n showDisclaimer\n authors {\n name\n description\n imageLarge\n webUrl\n }\n publication\n kicker\n kickerNode {\n name\n slug\n uri\n sectionName\n }\n prettyDate\n prettyDateTime\n pubDate\n modifiedDate\n isDownload\n primaryCategory {\n channelName\n sectionName\n name\n uri\n slug\n channelUri\n }\n tags\n image {\n uri\n width\n height\n alt\n }\n embed1\n embed2\n summary\n categories {\n name\n uri\n channelName\n }\n bodyArray\n slides {\n title\n image\n caption\n height\n width\n }\n video\n\n }\n articlePackages:\n getPackagesForArticle(docId: \"/2022/02/15/judge-awards-900k-to-eye-doctor-bilked-by-ex-wells-fargo-advisor/\", limit: 3, publication:\"thinkadvisor.com\") {\n title \n slug\n type \n summary\n cssFile\n navigations {\n name\n link\n }\n articles {\n title\n kicker\n uri\n image {\n uri\n }\n }\n\n \n }\n trendingArticles:\n getStatsList(site:\"thinkadvisor.com\", topic: \"\", limit: 5, timeframe: \"4days\" ) {\n contents {\n uri\n title\n byline\n summary\n prettyDate\n kicker\n image {\n uri\n width\n height\n }\n breadcrumb{\n name\n \t\turi\n }\n primaryCategory {\n name\n uri\n channelName\n channelUri\n }\n breadcrumb {\n name\n uri\n }\n }\n\n }\n youmightlike:\n getYouMayLikeForContent(naturalId: \"/2022/02/15/judge-awards-900k-to-eye-doctor-bilked-by-ex-wells-fargo-advisor/\", site:\"thinkadvisor.com\") {\n uri\n title\n byline\n prettyDate\n readtime\n image {\n uri\n width\n height\n }\n summary\n }\n readnext:\n getStatsList(site:\"thinkadvisor.com\", topic: \"\", limit: 5, timeframe: \"3days\" ) {\n contents {\n uri\n title\n byline\n summary\n prettyDate\n kicker\n image {\n uri\n width\n height\n }\n breadcrumb{\n name\n \t\turi\n }\n primaryCategory {\n name\n uri\n channelName\n channelUri\n }\n breadcrumb {\n name\n uri\n }\n }\n\n }\n }"}}

Go Home