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With a Record Fine Behind It and an IPO Ahead, Will Robinhood Change Its Ways?
By
Jeff Berman
News July 01, 2021 at 03:57 PM
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What You Need To Know
- The $70 million penalty FINRA imposed on Robinhood was a joke, Buckingham's Jeffrey Levine and Ezra Group's Craig Iskowitz say.
- Robinhood filed its long-awaited IPO on Thursday, one day after being fined by FINRA.
- A criminal probe of Robinhood seems possible, Max Schatzow, a partner at New York Law firm Stark & Stark, says.
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