FINRA's Top 10 Biggest BD Arbitration Awards in 2019

The Financial Industry Regulatory Authority had a busy arbitration docket in 2019. Industry cases being settled this year ranged from breach of contract and wrongful termination to violation of the Broker Protocol. This ranking includes broker-versus-firm and firm-versus-firm cases. Click through the gallery above to see which parties prevailed in each case. --- Related on ThinkAdvisor:

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