FINRA OKs Variable Life Settlement Broker-Dealer

November 20, 2007 at 05:40 AM
Share & Print

The Financial Industry Regulatory Authority has given Arbor Court Capital L.L.C. permission to conduct business as a broker-dealer in the secondary life insurance market.

FINRA, Washington, is a broker-dealer group that helps regulate broker-dealers.

Arbor Court Capital, a unit of Life Settlement Insights L.L.C., Cleveland, now can conduct variable insurance life settlement transactions as an intermediary broker-dealer, Life Settlement Insights says.

NOT FOR REPRINT

© 2024 ALM Global, LLC, All Rights Reserved. Request academic re-use from www.copyright.com. All other uses, submit a request to [email protected]. For more information visit Asset & Logo Licensing.

Related Stories

Resource Center