Greeting attendees at the second annual Financial Services Institute's Broker-Dealer Conference on January 23, conference chair Jeff Montgomery noted that FSI "got here as fast as it could." Montgomery, CEO of NFP Securities, pointed out that there were 530 registrants for the conference in San Diego, that 60% of that number were B/D executives, and that there were more than 100 first-time attendees. In two short years since spinning off from the Financial Planning Association, the FSI has sharpened its focus and had some clear successes, particularly in its advocacy efforts.
"The FSI is about impact," Montgomery said, within the industry, with regulators, vendors, and members of the public.
"It's our solemn duty to serve the