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Regulation and Compliance > Federal Regulation

DOL Regulation and Compliance

Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.

Webcasts

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New DOL Fiduciary Rule Hit With First Lawsuit
Former Merrill Advisor Sues Over Unvested Commissions
Fiduciary Rule Lawsuit? Bring It, DOL Chief Says
Stifel CEO Says Final DOL Rule Is 'Less Restrictive' Than He Feared
DOL Gets an 'F' on Addressing Fiduciary Rule Concerns

Podcasts

Listen to free podcasts to get the info you need to solve business challenges!

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DOL Fiduciary Rule Add-On Could Boost Annuity Distributors' Clout
Industry Players Weigh In on the DOL's New Fiduciary Definition
Finseca CEO Pans New DOL Fiduciary Regs, Sketches Litigation Path
Fiduciary Rule Regs May Cut $5,000 in Annual Fees per Annuity Pro: DOL
Ed Slott: Final DOL Fiduciary Rule Goes 'All-in' on Rollovers