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Jeremy Siegel: Beware of 'Overly Optimistic' Growth Expectations

January 13, 2025

Jeremy Siegel: Beware of 'Overly Optimistic' Growth Expectations

A market correction is possible as investors adjust to more moderate returns, the Wharton economist says.

Robinhood to Pay $45M to Settle SEC Claims

January 13, 2025

Robinhood to Pay $45M to Settle SEC Claims

Robinhood "failed to observe a broad array of significant regulatory requirements," the SEC says.

Schwab, 11 Other Firms to Pay $63M in SEC Texting Crackdown

January 13, 2025

Schwab, 11 Other Firms to Pay $63M in SEC Texting Crackdown

Employees used personal devices to communicate internally and externally by text messages, the SEC said.

FPA’s New Board Chair Knows How to Play the Long Game

January 13, 2025

FPA’s New Board Chair Knows How to Play the Long Game

Paul Brahim envisions a world in which financial planning is understood and appreciated like other career-track professions.

RILAs Will Still Be King of the Annuity Hill, LIMRA Predicts

January 13, 2025

RILAs Will Still Be King of the Annuity Hill, LIMRA Predicts

Traditional variable annuity products might be coming up from the valley of despair.

The 4 Types of Prospects and How to Sell to Them

January 13, 2025

The 4 Types of Prospects and How to Sell to Them

Longtime sales consultant Nancy Bleeke Noel tells ThinkAdvisor the keys to overcoming objections and adding clients.

New Bill Boosts SALT Deduction Cap

January 13, 2025

New Bill Boosts SALT Deduction Cap

The SALT Fairness for Working Families Act increases the limit to $15,000 and eliminates the marriage penalty.

Morningstar Rolls Out Advisor Software Suite

January 13, 2025

Morningstar Rolls Out Advisor Software Suite

Direct Advisory Suite aims to streamline such tasks as conducting research, generating client proposals and building portfolios.

New Focus Financial Partners Brand Spotlights ‘Hub’ Strategy

January 13, 2025

New Focus Financial Partners Brand Spotlights ‘Hub’ Strategy

The architecture for the firm's advisory hubs, under the name Focus Partners, includes a redesigned website and logo.

Kestra Financial to Replace President in April

January 13, 2025

Kestra Financial to Replace President in April

John Amore, the firm's head of wealth management, will take over from the retiring Stephen Langlois.