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January 09, 2025
Lincoln Financial Hit With Investor Lawsuits in State Court
The plaintiffs say the company should have warned them earlier about problems with its variable universal life policies.
January 09, 2025
Mariner to Buy $292B Cardinal Investment Advisors
The deal will more than double Mariner’s assets under advisement to $550 billion within the next three months.
January 08, 2025
Early IRA and 401(k) Withdrawals: What to Know
Clients who wants to tap retirement accounts before age 59.5 should know the rules — and the exceptions.
January 08, 2025
Private Markets Access Is a Must-Have for RIAs: Opto
Jake Miller, the platform's co-founder, advocates broadening the client base for high-quality private investments.
January 08, 2025
Edward Jones to Pay $17M Over Front-Load Commissions
The firm charged some clients when moving A shares from brokerage to advisory accounts, 14 state regulators found.
January 08, 2025
What It Takes to Succeed in Advising Wealthy Clients
A webcast Jan. 15 will offer an expansive discussion of trends and challenges among the wealthy.
January 08, 2025
Social Security ‘Fairness’ Doesn’t Come for Free
The new law will cost almost $200 billion over a decade and hasten insolvency, Olivia Mitchell says.
January 08, 2025
AllianzIM Launches Two 'Funds of Funds' Buffered ETFs
The two new exchange-traded funds offer a laddered approach comprising multiple underlying buffered funds.
January 08, 2025
FSI Names Board of Directors and Executive Committee
The advocacy group's board added four new members and elected five prior directors to leadership roles.
January 08, 2025
Ex-Merrill Wealth Head John Thiel Launches RIA
The firm, Indivisible Partners, is already adding a $640 million advisory practice in New York.