This is the 19th year that Investment Advisor readers have chosen Broker/Dealers of the Year. During the first four years of voting, the top five vote-getters, regardless of their size as measured by producing reps, were declared winners. Beginning in 1995, four divisions were created based on the B/Ds' number of reps, resulting in peers competing against each other. A statistical anomaly (since remedied) resulted in a fifth winner being declared in 2005.
| 2009 | 2008 | 2007 | 2006 | |
| Division I (1 to 199 producing reps) | Prospera Financial Services | Harbour Investments | Harbour Investments | Contemporary Financial |
| Division II (200 to 499 producing reps) | The Investment Center | The Investment Center | Brecek & Young Advisors | The Investment Center |
| Division III (500 to 999 producing reps) | Sigma Financial | NEXT Financial | CFG/H. Beck | NEXT Financial |
| Division IV (1,000 or more producing reps) | Woodbury Financial | Cambridge Investment Research | Cambridge Investment Research | Woodbury Financial |
| 2005 | 2004 | 2003 | 2002 | |
| Division I | Geneos Wealth Mgmt. | Geneos Wealth Mgmt. | Century Securities | Signal Securities |
| Division II | Brecek & Young Advisors | NEXT Financial | NEXT Financial | NEXT Financial |
| Division III | NEXT Financial | Sigma Financial | Cambridge | Commonwealth |
| Division IV | FSC Securities | FSC Securities | Intersecurities | FSC Securities |
| Commonwealth | ||||
| 2001 | 2000 | 1999 | 1998 | |
| Division I | NEXT Financial | Signal Securities | Brecek & Young | Signal Securities |
| Division II | Brecek & Young | Brecek & Young | Sigma Financial | Sigma Financial |
| Division III | Commonwealth | Cadaret Grant | Commonwealth | Commonwealth |
| Division IV | Investors Capital | Investors Capital | Horner Townsend | Horner Townsend |
| 1997 | 1996 | 1995 | ||
| Division I | Signal Securities | Signal Securities | Signal Securities | |
| Division II | Commonwealth | Commonwealth | Sigma Financial | |
| Division III | Cadaret Grant | Mariner Financial | FSC | |
| Division IV | Horner Townsend | FSC | FNIC | |
| 1994 Top 5 | 1993 Top 5 | 1992 Top 5 | 1991 Top 5 | |
| Sigma Financial | Sigma Financial | Sigma Financial | IM&R | |
| Commonwealth | Comprehensive | IM&R | FNIC | |
| InvestaCorp | IM&R | FSC | Commonwealth | |
| FNIC | LPL | FFP | FSC | |
| JW Charles Sec. | FSC | Commonwealth | Sigma |
© 2024 ALM Global, LLC, All Rights Reserved. Request academic re-use from www.copyright.com. All other uses, submit a request to [email protected]. For more information visit Asset & Logo Licensing.
